Job Description

Seeking a Junior Compliance Associate with a law degree (JD or international equivalent) to support regulatory, compliance, and data governance teams. This role is ideal for a 2nd–3rd year law firm candidate or a lateral hire interested in building a career in investment management compliance.

Responsibilities:

• Assist with code of ethics administration, personal trading reviews, and conflicts monitoring.
• Support regulatory filings, regulatory reporting, and operational compliance tasks.
• Handle data acquisition reviews and support vendor diligence processes.
• Conduct research, maintain compliance documentation, and support testing/monitoring programs.
• Work closely with Compliance, Operations, and Legal leadership on ongoing initiatives.

Qualifications:

• Law degree required; 0–3 years’ experience in compliance, regulatory work, or a law firm setting.
• Strong attention to detail and the ability to manage multiple priorities.
• Interest in asset management, compliance frameworks, and regulatory oversight.
• Eager to learn and grow within a high-performing team.

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